The Investment Advisers & Fund Managers compliance problem
For SEC-registered investment advisers, exempt reporting advisers, and fund managers, the recurring challenge is building an AML/CFT program ahead of FinCEN's investment adviser rule (now postponed to January 1, 2028) without bolting on an enterprise compliance stack. Static, single-source screening tools leave that gap open; AMLX closes it with a live, correlated intelligence layer.
What Investment Advisers & Fund Managers teams get
- Investor and LP screening against sanctions, PEP, and adverse-media data
- Beneficial-ownership research behind fund subscribers and co-investors
- A defensible screening record you can show an examiner before the rule bites
Why AMLX
AMLX correlates sanctions lists, PEP registers, court records, and open-source adverse media automatically — so connections between records surface without manual cross-referencing. Start on the Free tier; upgrade to Pro for the Supreme high-confidence feed slice, watchlists, alert rules, and case management when your team is ready.
Regulators are raising the bar on documented, risk-based screening. Create your free account →
Regulatory changes Investment Advisers & Fund Managers teams should know
- FINRA AML Priorities & Enforcement in 2026 — FINRA's 2026 oversight report and a string of 2026 fines show where broker-dealer AML programs are failing — and what examiners will test next.
- Investment Adviser AML Rule Delayed to 2028 — FinCEN pushed its investment adviser AML/CFT rule from January 1, 2026 to January 1, 2028 — but the delay is a runway, not an exemption.
Frequently asked questions
How does AMLX help SEC-registered investment advisers, exempt reporting advisers, and fund managers?
AMLX gives SEC-registered investment advisers, exempt reporting advisers, and fund managers a live, correlated view across sanctions, PEP, and adverse-media data, solving for building an AML/CFT program ahead of FinCEN's investment adviser rule (now postponed to January 1, 2028) without bolting on an enterprise compliance stack.
Is there a free tier?
Yes. The Free tier includes the full live threat map, search, and risk-score index. Pro adds the Supreme high-confidence feed slice, watchlists, alert rules, and case management.